Steve Zanolli
Chief Compliance Officer & Portfolio Manager (Supporting Advisor Operations)
With over 17 years of experience in the financial and insurance industry, Steve Zanolli brings deep regulatory knowledge and investment oversight to support our clients and advisor operations. His expertise spans financial planning, product suitability, portfolio strategy, and regulatory compliance—ensuring that every recommendation and portfolio is grounded in integrity, diligence, and alignment with each client's unique goals.
Steve’s professional journey includes nine years in client-facing advisory roles, followed by over a decade leading compliance and investment operations. As Chief Compliance Officer and Portfolio Manager, he plays a key role in overseeing the strategic implementation of portfolios, ensuring that the planning and investment strategies we deliver are not only thoughtful and customized, but also meet the highest standards of regulatory excellence.
Steve holds a Bachelor of Arts degree from the University of South Carolina and maintains his Series 7 and Series 65 securities licenses, along with a 2-15 Life, Health, and Variable Annuity license. His technical proficiency and commitment to risk oversight make him an essential resource to both our advisory team and the clients we serve.
Outside the office, Steve leads an active, family-focused lifestyle. He enjoys spending time with loved ones, playing basketball and golf, cycling, and exploring the outdoors with his two dogs. His approach to both life and work reflects a core belief we share: long-term success comes from thoughtful preparation, foresight, and balance.
